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European Biopharmaceutical Review

Case by Case

Christopher Stewart at MPI Research explains how biologics development has helped enhance small molecule development in light of variations in the regulatory environment

In my role, I am routinely asked questions about how to develop a preclinical safety plan and the specific studies that should be considered. This article aims to focus on a few investigational new drug (IND) enabling studies. These questions result from the changes and uncertainties of the regulatory climate. In the past, most preclinical study types and designs were ‘checkbox’ for the regulatory agencies. However, the impact of the guidance for biologically derived drug development on changing the preclinical central dogma has been quite substantial (ICH S6). The concept of the checkbox approach had limited relevance with these biologically derived drug products because of their unique attributes, and the thought processes emanating from these discussions have now spilled over into the guidance for small molecule development [ICH M3(R2)].

I am referring to the whole concept of the ‘case-by-case’ approach to preclinical drug development plans. In my opinion, this is a positive change for the regulatory environment and scientific community. It not only promotes additional scientific thought across the whole of preclinical drug development, but it also lends added credibility to the concept of successfully satisfying the ‘three R’s’ (reduce, refine, replace). Now, more than ever, it is critical to understand the pharmacology of the drug in development, so that a preclinical study programme can be designed with the potential to enhance the probability of generating data that will increase the quality of the safety assessment efforts.

It is obvious that rational preclinical safety assessment has always been the philosophy that powered the regulatory tenets surrounding preclinical research. However, inflexible regulatory criteria had a tendency to temper the science, justifying the provision of information that would minimally satisfy the needs of the regulatory agencies. This limited (or boundary) approach to safety assessment was sufficient for the most part, but it promoted a greater propensity to leave potential safety hazards unexplored prior to entering clinical trials. By no means am I implying negligence by those involved in drug development. I am simply pointing out that data generation designed for the exclusive purpose of meeting minimum regulatory requirements may not be sufficient. Fortunately, new innovations in drug development and new challenges posed by adverse drug reactions work to cause the regulatory environment to continually renew itself. So how do I think growth in the development of biologically derived drug products has benefited, and is benefiting, small molecule drug development? I have highlighted three points below, but there are others.

DEFINITIVE SCIENTIFIC JUSTIFICATION

As a scientist, I have always considered scientific justification to be the driving force that propels the development of any treatment for a disease. Thus, the case-by-case approach will benefit the preclinical plans for small molecules by generating reliance upon a more tiered approach to safety assessment (for example, expanded biomarker assays will be quite useful for exploring this niche). The primary drawback to this approach could be that more time is required to meet milestones, so this must be factored into the preclinical safety assessment plan.

THE INTEGRATION OF APPROPRIATE AND SUPPLEMENTAL SAFETY PHARMACOLOGY ASSESSMENTS BACK INTO PIVOTAL REPEATED DOSE STUDIES

There are obvious reasons to explain why safety pharmacology requires specialised regulatory consideration, but the industry’s approach to implement ICH S7A/B posed a whole new set of challenges, which will not be covered here. While direct pharmacological activity can be described well under the auspices of ICH S7A/B, the acute dosing regimen typically employed by this approach may miss delayed toxicities that can be associated with secondary mechanisms of action or other factors. Therefore, the willingness of regulatory reviewers to accept and often encourage the judicious integration of safety pharmacology endpoints with pivotal repeated dose safety studies has the added benefit of enhancing the data available for safety assessment, while at the same time potentially reducing animal usage.

A RENEWED ENVIRONMENT OF UNCERTAINTY

You might wonder how this could possibly be beneficial, but it is quite clear when you look at a caveat of basic human nature. When we are given boundaries (such as specific regulatory written criteria), it is very easy to stay within them and not attempt to improve upon them. However, removal of the boundaries (as in case-by-case) has caused widespread stress on industry personnel as we struggle to regain our clear direction in the changing regulatory environment. It is during these times of rapid change that innovative thoughts are freed to shape the future. I see this happening today, and I hope this renewed environment will push the industry forward as a direct result of scientific renewal. Then the new written regulatory boundaries can once again provide specific criteria for preclinical drug development. However, it is important to understand that these new criteria will inevitably have modifiers (for example, drug class, therapeutic area, routes of exposure and so on) for what should be included in a given preclinical study plan. Thus, a combination of pragmatic and insightful programme designs will provide necessary definition that will assist with the effective implementation of the case-by-case approach for small molecule drug development.

Based on these three points, and with so many potential considerations for safety, prudent judgement will be the greatest asset for industry as preclinical plans are prepared for presentation to regulatory reviewers, which is why a good understanding of drug pharmacology and potential side effects is critical.

Now that I have pointed out three areas where I see change in the regulatory climate, I want to take a brief look at a single clarifying thought about each point. HOW MUCH MORE SAFETY INFORMATION CAN REALLY BE GAINED WITH THE

CASE-BY-CASE APPROACH?

The development of small molecules still requires the use of a rodent and non-rodent species. In addition, the same safety parameters are evaluated in the present as have been evaluated in the past. Therefore, ‘case-by-case’ really could be interpreted as ‘additional considerations may be required after data are available.’ With this in mind, be prepared to evaluate recovery in your first pivotal repeated dose studies. Because it is not possible to predict all side effects, the industry should consider this recovery evaluation to be a necessary and rational inclusion as early as possible. It is not sufficient to simply evaluate and determine an adverse effect level in setting clinical doses. Thus, side effects that may not be considered adverse at certain dose levels must have a reversibility characterisation as early as possible or risk clinical delays.

WHEN IS IT ACCEPTABLE TO INTEGRATE SAFETY PHARMACOLOGY IN PIVOTAL REPEATED DOSE STUDIES?

This depends on whom you ask. The ICH M3 (R2) guidance specifically states that this integration procedure should be considered. However, this is controversial in the industry, because there is the risk that practices implied under S7A/B may be diluted when integrated with a repeated dose study. This concern has merit, but I agree with the integration as a first-tier approach to evaluation of the core safety pharmacology battery. The real challenge is to understand the logistics for proper integration of safety pharmacology parameters without compromising data integrity. Advances in monitoring technologies and scientific rationale have helped to make this possible. With this first-tier approach, a potential safety concern that is detected with an integrated safety pharmacology parameter can be specifically targeted in a follow-up independent safety pharmacology study. This first-tier and follow-up approach has significant credibility because many small molecules that have been in development present no meaningful adverse safety characterisation information in an independent safety pharmacology study. Therefore, this case-by-case scenario should be utilised, as appropriate, to satisfy the three R’s. While I see hesitancy from the industry to make this change, I also observe the regulatory agencies routinely accepting the integration of safety pharmacology with the pivotal repeated dose studies for small molecules. So I reiterate that it depends on whom you ask.

WHEN WILL THE REGULATORY UNCERTAINTY GO AWAY?

I hope there will always remain an element of uncertainty in the regulatory environment. Adverse drug reactions can sometimes be predicted, but they continually present new challenges. The most difficult challenges occur when the adverse drug reaction cannot be predicted because the effect did not appear to be related to the pharmacology of a drug. Therefore, we must continue to be diligent in the preclinical regulatory environment. I believe the case-by-case approach is the way the regulatory agencies have chosen to promote continuous scientific renewal and technological advancement. Thus, the industry must adopt the case-by-case mindset.

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With many years of experience in toxicology, Christopher Stewart, PhD, DABT, is Senior Director of Asia-Pacific (APAC) Business Affairs and Director of Sales (APAC) for MPI Research. He has extensive knowledge of Good Laboratory Practice (GLP) regulations (including requirements by the FDA, EPA, OECD and JMHLW) and recommendations by the International Conference for Harmonization (ICH). In addition, he has contributed to the production of over 200 regulatory documents and has a working knowledge of programme development and management. He received his PhD from the Department of Pharmacology and Toxicology at the University of Arkansas for Medical Sciences. He is certified as a Diplomat of the American Board of Toxicology and has published scientific contributions from his work experiences within government, academia and CROs.
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